02 Feb, 2024 UK: FCA goes live with UK SDR guidance page By Premlata Fagan A couple of weeks later than anticipated, but as promised, the FCA has published its guidance page setting out its thoughts on how firms...
12 Dec, 2023 UK: FCA SDR investment labels and anti-greenwashing policy – what it means for insurance and pension providers By Jimi Piggott-Bader See our more detailed client note on the FCA policy statement here and the anti-greenwashing guidelines consultation here. On 28...
24 Oct, 2023 It’s All in the Name: SEC Targets Misleading Fund Names in Push for Increased Investor Protection By Brad Caswell Raza Naeem On September 20, 2023, the US Securities and Exchange Commission adopted amendments to rule 35d-1 under the Investment Company Act of...
29 Mar, 2023 FCA updates on SDR and investment labels consultation By Premlata Fagan The FCA has received a significant response (around 240 written responses) to CP22/20, its consultation paper on sustainability...
06 Jun, 2022 ESG webinar: US SEC investor protection proposals vs. EU SFDR and UK SDR By Raza Naeem Brad Caswell Benjamin Maconick Recently, the US Securities and Exchange Commission proposed new rules in the ESG space designed to prevent against greenwashing, enhance...