27 Mar, 2024 EU authorities issue 11th hour guidance on timing for the application of MiFIR review changes By Karen Cooper Sherryn Buehlmann Benjamin Maconick The European Commission has published a draft interpretative notice to provide clarity to market participants on the transitional...
08 Mar, 2024 EU MiFIR and MiFID II amendments are published in the Official Journal By Stephen Clipsham Following their formal adoption by the Council of the EU on 20 February 2024, the amendments to the Markets in Financial Instruments...
02 Feb, 2024 PRA issues second largest fine for historic failings: what can we learn from this week’s action? By Clare McMullen Joseph Richmond Saurabh Gupta Stephen Clipsham +1 more... Show less On the day it confirmed a change to its penalty policy that many expect will lead to larger penalties, the PRA issued its second largest...
25 Jan, 2024 EU: European banks could face higher legal and reputational risks for failures in transition planning By Premlata Fagan A study published by the European Central Bank (ECB) has found that many European banks could face higher legal and reputational risks by...
22 Jan, 2024 EU: EBA consult on guidelines on the management of ESG risks By Premlata Fagan The European Banking Authority (EBA) has published a consultation paper setting out draft guidelines on the management of ESG risks. The...
15 Dec, 2023 EU: ESMA postpones adoption of ESG and sustainability-related terms in fund names guidance until Q2 2024 By Raza Naeem Elizabeth Webb Julia Vergauwen Cédric Danois Nicola Zeibig +2 more... Show less On 14 December 2023, ESMA published a statement providing an update on the status of ESMA’s guidelines on ESG and sustainability-related...
06 Dec, 2023 Forthcoming webinar: ESAs proposed amendments to SFDR RTS: what you need to know By Sara Feijao Stephen Clipsham Please join us for our webinar on 11 December 2023 on the changes proposed by the European Supervisory Authorities (ESAs) to the EU SFDR...
04 Dec, 2023 FCA sets out temporary measures for investment firms' cost disclosure By Premlata Fagan Stephen Clipsham The FCA will allow investment firms to provide additional information, including cost breakdowns, on their key investor documents (KIDs)...