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UK: FCA provides SDR & investment labels pre-contractual disclosure examples

On 1st November, the FCA updated its Sustainability disclosure and labelling regime webpage to include a document providing illustrative examples across a selection of labels to showcase how applicants can meet the pre-contractual disclosure requirements. The examples are based on the FCA’s experience of applications to date. 

What should firm's do?

The FCA's view is that much of the practice identified in their document will be relevant across all investment labels - the examples are intended to aid firms as they prepare their own documentation.  Firms should note that these examples are  non-exhaustive.

You can find the guidance here, and the FCA's SDR and labelling regime webpage here.

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Tags

asset managers & funds, disclosure & reporting, uk